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學歷評估

本會可視乎申請人的學歷及資格豁免部分需修讀的課程。申請人應參閱預先批核豁免科目的名單，瞭解以其學歷可申請豁免的課程，然後提交填妥的申請表格。申請人在提交申請表格前，應細閱所有審批條件。

1.             獲豁免的課程：

 

目前可透過學歷評估獲得豁免的課程包括：

               

                1.1          學位課程

               

      CFP資格認證教育課程

                                課程一：投資策劃及資產管理

                                課程二：保險策劃及風險管理

             課程三：稅務策劃及遺產安排

 

*  本會暫不考慮CFP資格認證教育課程（課程四）的豁免申請。

 

                1.2          副學士課程/高級文憑課程

 

                                AFP資格認證教育課程

 

2.             審批條件：

 

透過學歷評估申請豁免課程的科目，必須符合以下條件：

 

                2.1          學位課程

 

·    條件一：有關科目須由認可大學或具同等資格的院校開辦。

·    條件二：有關科目必須具備學位程度。

·    條件三：每個科目上課時數最少為40小時。申請人必須取得合格或以上級別成績。

·    條件四：有關科目內容須與豁免課程的綱要相關。

 

                2.2          副學士課程/高級文憑課程

 

·    條件一：有關科目須由認可大學或具同等資格的院校開辦。

·    條件二：有關科目必須具備副學士學位/高級文憑程度。

·    條件三：每個科目上課時數最少為120小時。申請人必須於有關科目取得合格或以上級別成績，及已獲得有關副學士學位/高級文憑。

·    條件四：有關科目內容須與豁免課程的綱要相關。

 

3.             學歷評估有效期

 

經學歷評估認可的科目，不設有效期限。

 

4.             預先批核豁免科目

 

以下由本地學院開辦的科目 / 課程，已獲本會預先批核，其學生 / 畢業生只需提交填妥的學歷評估申請表，連同證明有關科目 / 課程合格的正式成績單及適當費用，即可獲豁免修讀CFP資格認證教育課程的其中一些課程 / AFP資格認證教育課程。(只提供英文版本的申請表格)

 

註：以下列副學士 / 高級文憑課程申請學歷評估之人士，必須在遞交學歷評估申請前已完成整個課程並已獲得有關副學士學位 / 高級文憑。  

 


CFP Certification Education Program (Course 1: Investment Planning and Asset Management)

Institution

Code

Course / Program

City University of Hong Kong

EF3320 +

EF4320

Security Analysis and Portfolio Management; PLUS

Advanced Security Analysis and Portfolio Management

City University of Hong Kong

EF5050 +

EF5052

Derivatives and Risk Management; PLUS

Investments

City University of Hong Kong

EF4328

Asset Management

The Hang Seng University of Hong Kong / Hang Seng Management College

FIN3002 +

FIN3003 +

FIN4006

Introduction to Financial Management; PLUS

Principles of Investments; PLUS

Portfolio Management

The Hang Seng University of Hong Kong / Hang Seng Management College

FIN2001 +

FIN3003 +

FIN4006

Financial Management; PLUS

Principles of Investments; PLUS

Portfolio Management

Hong Kong Baptist University

FIN2250 /

FINE3005

Investment Management

Hong Kong Shue Yan University

BUS410

Investment Analysis and Portfolio Management

Lingnan University

FIN300 /

FIN2300

Investment and Portfolio Management

Macau Institute of Management

ATG202 +

ATG203 +

BKF302

財務管理導論; PLUS

財務管理; PLUS

財務規劃和管理

PolyU SPEED

SPD4207

Asset Management

The Hong Kong Polytechnic University

AF5344

Investments

The Hong Kong Polytechnic University

AF4317 +

AF4324 +

AF4325

Derivative Securities; PLUS

Financial Planning; PLUS

Wealth Management

The Hong Kong Polytechnic University

SPD4420 /

BHMS4420

Investments and Portfolio Management

Hong Kong Metropolitan Unviersity

FINB385F

Investment Management

UOW College Hong Kong

FIN3201 +
FIN4301

Investment and Portfolio Management; PLUS
Derivative Securities


CFP Certification Education Program (Course 2: Insurance Planning and Risk Management)

Institution

Code

Course / Program

City University of Hong Kong

EF5300 +

EF5343

Advanced Personal Finance; PLUS

Corporate Risk Management Policies

City University of Hong Kong

MS4232 +

MS4241

Casualty Insurance; PLUS

Life Insurance

Hong Kong Shue Yan University

BUS406

Insurance

Lingnan University

RIM201 /

RIM2201

Principles of Insurance

PolyU SPEED

SPD4206 /

BHMS4206

Insurance Practices

The Hong Kong Polytechnic University

AF3318

Principles of Insurance

The Hong Kong Polytechnic University

AF5348

Risk Management and Insurance

UOW College Hong Kong

FIN3304 +
FIN4203

Risk Management and Insurance; PLUS
Wealth Management


CFP Certification Education Program (Course 3: Tax Planning and Estate Planning)

Institution

Code

Course / Program

The Hang Seng University of Hong Kong / Hang Seng Management College

ACC3003 /

ACY3003 +

FIN4004

Hong Kong Taxation; PLUS

 

Personal Financial Planning

Hong Kong Shue Yan University

BUS310 + BUS405

Estate and Retirement Planning; PLUS

Tax Planning / Hong Kong Taxation and Planning

Lingnan University

ACT203 / ACT3203 + RIM250 / RIM2250

Taxation; PLUS

 

Personal Risk and Financial Planning

The Hong Kong Polytechnic University

AF5214 +

AF5350

Taxation for Financial Planning; PLUS

Employee Benefits and Estate Planning

The Hong Kong Polytechnic University

SPD4429 /

BHMS4429

Taxation and Estate Planning

UOW College Hong Kong

ACC2501 +

FIN4203

Taxation; PLUS

Wealth Management


AFP Certification Education Program

Institution

Code

Course / Program

UOW College Hong Kong

N/A

Associate of Business Administration in Financial Services

CUHK School of Continuing and Professional Studies

N/A

Higher Diploma in Financial Services

HKBU College of International Education

N/A

Associate of Arts (Financial Management)

HKBU College of International Education

N/A

Associate Degree with concentration in Wealth Management1

HKU SPACE - Po Leung Kuk Stanley Ho Community College

N/A

Higher Diploma in Business (Accounting and Financial Planning) /
Higher Diploma in Accounting - Accounting and Financial Planning Theme

HKU SPACE - Community College

N/A

Higher Diploma in Business

Hong Kong Institute of Vocational Education

N/A

Higher Diploma in Financial Planning and Investment

Hong Kong Institute of Vocational Education

BA124003 /

BA124010

Higher Diploma in Financial Services (Investment and Wealth Management) /
Higher Diploma in Banking and Finance (Investment and Wealth Management)

Hong Kong Institute of Vocational Education

N/A

Higher Diploma in Banking and Financial Analysis

HKMU Li Ka Shing School of Professional and Continuing Education

N/A

Higher Diploma in Business Administration and Management2

PolyU Hong Kong Community College

8C008-AF3

Associate Degree in Business (Accounting and Finance)

PolyU Hong Kong Community College

8C008-BM3 /
8C108-BM3

Associate Degree in Business (Business Management)

PolyU Hong Kong Community College

8C008-NS3

Associate Degree in Business

PolyU Hong Kong Community College

8C108-FIN4

Associate Degree in Business (Finance)

PolyU Hong Kong Community College

8C008-NS4

Associate Degree in Business

PolyU Hong Kong Community College

8C015

Higher Diploma in Financial and Investment Planning

PolyU Hong Kong Community College

8C121-FIP

Higher Diploma in Financial and Investment Planning

 

 

1  Required to pass all three relevant subjects, namely, Financial Planning (Code: CS2596 / WMGT3302 / FMGT3302 / FMGT2300), Investment Management (Code: CS2616 / WMGT3303 / FMGT3303 / FMGT2301) and Principles of Insurance (Code: CS2606 / WMGT3305 / FMGT3305 / FMGT2303).

 

2  Required to pass all two relevant subjects, namely, Fundamentals of Financial Planning I (Code: FIN4078EF / FIN4093EF / FIN4097EF) and Fundamentals of Financial Planning II (Code: FIN4079EF / FIN4094EF / FIN4098EF).

 

3  Required to pass all five relevant subjects, namely, Financial Management (Code: CC3111 / BHMH2113), Principles of Insurance (Code: CC3137 / BHMH2145), Principles of Investment (Code: CC3138 / BHMH2132); Principles of Financial Planning (Code: CC3152 / BHMH2144) and Retirement and Estate Planning (Code: CC3173).

 

4  Required to pass all five relevant subjects, namely, Personal Financial Planning (Code: CCN1021 / BHMH1021), Financial Management (Code: CCN2113 / BHMH2113), Principles of Investments (Code: CCN2132 / BHMH2132); Principles of Insurance (Code: CCN2145 / BHMH2145) and Retirement and Estate Planning (Code: CCN2161).


 


CFP®, CERTIFIED FINANCIAL PLANNER®,  , , AFP®, ASSOCIATE FINANCIAL PLANNER®,  and  are trademarks owned outside the U.S. by Financial Planning Standards Board Ltd. The Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks and AFP marks in Hong Kong and Macau, through agreement with FPSB.
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