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CFP

CFP^® Certification

CFP Certification is the world’s oldest and most-recognized advanced certification for financial planners.....
AFP Certification

AFP^® Certification

AFP professionals are attuned to the environment of the Hong Kong domestic market and the unique needs of consumers.....
FAIQ

FAIQ

FAIQ is an internationally-recognized certificate to be jointly awarded on successful completion by the UK-based CII and IFPHK.....
QRA

QRA

QRA Education Program and Examination is designed for individuals who have a keen interest in starting their career in the retirement adviser space in Hong Kong.

學歷評估

本會可視乎申請人的學歷及資格豁免部分需修讀的課程。申請人應參閱預先批核豁免科目的名單，瞭解以其學歷可申請豁免的課程，然後提交填妥的申請表格。申請人在提交申請表格前，應細閱所有審批條件。

1. 獲豁免的課程：

目前可透過學歷評估獲得豁免的課程包括：

1.1 學位課程

CFP資格認證教育課程

課程一：投資策劃及資產管理

課程二：保險策劃及風險管理

課程三：稅務策劃及遺產安排

* 本會暫不考慮CFP資格認證教育課程（課程四）的豁免申請。

1.2 副學士課程/高級文憑課程

AFP資格認證教育課程

2. 審批條件：

透過學歷評估申請豁免課程的科目，必須符合以下條件：

2.1 學位課程

· 條件一：有關科目須由認可大學或具同等資格的院校開辦。

· 條件二：有關科目必須具備學位程度。

· 條件三：每個科目上課時數最少為40小時。申請人必須取得合格或以上級別成績。

· 條件四：有關科目內容須與豁免課程的綱要相關。

2.2 副學士課程/高級文憑課程

· 條件一：有關科目須由認可大學或具同等資格的院校開辦。

· 條件二：有關科目必須具備副學士學位/高級文憑程度。

· 條件三：每個科目上課時數最少為120小時。申請人必須於有關科目取得合格或以上級別成績，及已獲得有關副學士學位/高級文憑。

· 條件四：有關科目內容須與豁免課程的綱要相關。

3. 學歷評估有效期

經學歷評估認可的科目，不設有效期限。

4. 預先批核豁免科目

以下由本地學院開辦的科目 / 課程，已獲本會預先批核，其學生 / 畢業生只需提交填妥的學歷評估申請表，連同證明有關科目 / 課程合格的正式成績單及適當費用，即可獲豁免修讀CFP資格認證教育課程的其中一些課程 / AFP資格認證教育課程。(只提供英文版本的申請表格)

註：以下列副學士 / 高級文憑課程申請學歷評估之人士，必須在遞交學歷評估申請前已完成整個課程並已獲得有關副學士學位 / 高級文憑。

CFP Certification Education Program (Course 1: Investment Planning and Asset Management)

Institution	Code	Course / Program
City University of Hong Kong	EF3320 +	Security Analysis and Portfolio Management; PLUS
City University of Hong Kong	EF4320	Advanced Security Analysis and Portfolio Management
City University of Hong Kong	EF5050 +	Derivatives and Risk Management; PLUS
City University of Hong Kong	EF5052	Investments
City University of Hong Kong	EF4328	Asset Management
The Education University of Hong Kong	BUS4059 +	Investment Analysis and Portfolio Management for Personal Needs; PLUS
The Education University of Hong Kong	BUS4060	Risk Management for Investment
The Hang Seng University of Hong Kong / Hang Seng Management College	FIN3002 +	Introduction to Financial Management; PLUS
	FIN3003 +	Principles of Investments; PLUS
	FIN4006	Portfolio Management
The Hang Seng University of Hong Kong / Hang Seng Management College	FIN2001 +	Financial Management; PLUS
	FIN3003 +	Principles of Investments; PLUS
	FIN4006	Portfolio Management
Hong Kong Baptist University	FIN2250 / FINE3005	Investment Management
Hong Kong Shue Yan University	BUS410	Investment Analysis and Portfolio Management
Lingnan University	FIN300 / FIN2300	Investment and Portfolio Management
Macau Institute of Management	ATG202 +	財務管理導論; PLUS
	ATG203 +	財務管理; PLUS
	BKF302	財務規劃和管理
PolyU SPEED	SPD4207	Asset Management
The Hong Kong Polytechnic University	AF5344	Investments
The Hong Kong Polytechnic University	AF4317 +	Derivative Securities; PLUS
	AF4324 +	Financial Planning; PLUS
	AF4325	Wealth Management
The Hong Kong Polytechnic University	SPD4420 / BHMS4420	Investments and Portfolio Management
Hong Kong Metropolitan University	FINB385F	Investment Management
UOW College Hong Kong	FIN3201 +	Investment and Portfolio Management; PLUS
UOW College Hong Kong	FIN4301	Derivative Securities

CFP Certification Education Program (Course 2: Insurance Planning and Risk Management)

Institution	Code	Course / Program
City University of Hong Kong	EF5300 +	Advanced Personal Finance; PLUS
City University of Hong Kong	EF5343	Corporate Risk Management Policies
City University of Hong Kong	MS4232 +	Casualty Insurance; PLUS
City University of Hong Kong	MS4241	Life Insurance
The Education University of Hong Kong	BUS3054 +	Household Finance and Wealth Management; PLUS
The Education University of Hong Kong	BUS3056	Lifelong and Retirement Financial Planning
Hong Kong Shue Yan University	BUS406	Insurance
Lingnan University	RIM201 / RIM2201	Principles of Insurance
PolyU SPEED	SPD4206 / BHMS4206	Insurance Practices
The Hong Kong Polytechnic University	AF3318	Principles of Insurance
The Hong Kong Polytechnic University	AF5348	Risk Management and Insurance
UOW College Hong Kong	FIN3304 +	Risk Management and Insurance; PLUS
UOW College Hong Kong	FIN4203	Wealth Management

CFP Certification Education Program (Course 3: Tax Planning and Estate Planning)

Institution	Code	Course / Program
The Education University of Hong Kong	BUS2051 +	Budgeting and Taxation; PLUS
	BUS3054 +	Household Finance and Wealth Management; PLUS
	BUS3056	Lifelong and Retirement Financial Planning
The Hang Seng University of Hong Kong / Hang Seng Management College	ACC3003 / ACY3003 +	Hong Kong Taxation; PLUS
	FIN4004	Personal Financial Planning
Hong Kong Shue Yan University	BUS310 +	Estate and Retirement Planning; PLUS
Hong Kong Shue Yan University	BUS405	Tax Planning / Hong Kong Taxation and Planning
Lingnan University	ACT203 / ACT3203 +	Taxation; PLUS
Lingnan University	RIM250 / RIM2250	Personal Risk and Financial Planning
The Hong Kong Polytechnic University	AF5214 +	Taxation for Financial Planning; PLUS
The Hong Kong Polytechnic University	AF5350	Employee Benefits and Estate Planning
The Hong Kong Polytechnic University	SPD4429 / BHMS4429	Taxation and Estate Planning
UOW College Hong Kong	ACC2501 +	Taxation; PLUS
UOW College Hong Kong	FIN4203	Wealth Management

AFP Certification Education Program

Institution	Code	Course / Program
UOW College Hong Kong	N/A	Associate of Business Administration in Financial Services
CUHK School of Continuing and Professional Studies	N/A	Higher Diploma in Financial Services
HKBU College of International Education	N/A	Associate of Arts (Financial Management)
HKBU College of International Education	N/A	Associate Degree with concentration in Wealth Management¹
HKU SPACE - Po Leung Kuk Stanley Ho Community College	N/A	Higher Diploma in Business (Accounting and Financial Planning) / Higher Diploma in Accounting - Accounting and Financial Planning Theme
HKU SPACE - Community College	N/A	Higher Diploma in Business
Hong Kong Institute of Vocational Education	N/A	Higher Diploma in Financial Planning and Investment
Hong Kong Institute of Vocational Education	BA124003 /	Higher Diploma in Financial Services (Investment and Wealth Management) /
Hong Kong Institute of Vocational Education	BA124010	Higher Diploma in Banking and Finance (Investment and Wealth Management)
Hong Kong Institute of Vocational Education	N/A	Higher Diploma in Banking and Financial Analysis
HKMU Li Ka Shing School of Professional and Continuing Education	N/A	Higher Diploma in Business Administration and Management²
PolyU Hong Kong Community College	8C008-AF³	Associate Degree in Business (Accounting and Finance)
PolyU Hong Kong Community College	8C008-BM³/ 8C108-BM³	Associate Degree in Business (Business Management)
PolyU Hong Kong Community College	8C008-NS³	Associate Degree in Business
PolyU Hong Kong Community College	8C108-FIN⁴	Associate Degree in Business (Finance)
PolyU Hong Kong Community College	8C008-NS⁴	Associate Degree in Business
PolyU Hong Kong Community College	8C015	Higher Diploma in Financial and Investment Planning
PolyU Hong Kong Community College	8C121-FIP	Higher Diploma in Financial and Investment Planning

¹Required to pass all three relevant subjects, namely, Financial Planning (Code: CS2596 / WMGT3302 / FMGT3302 / FMGT2300), Investment Management (Code: CS2616 / WMGT3303 / FMGT3303 / FMGT2301) and Principles of Insurance (Code: CS2606 / WMGT3305 / FMGT3305 / FMGT2303).

²Required to pass all two relevant subjects, namely, Fundamentals of Financial Planning I (Code: FIN4078EF / FIN4093EF / FIN4097EF) and Fundamentals of Financial Planning II (Code: FIN4079EF / FIN4094EF / FIN4098EF).

³Required to pass all five relevant subjects, namely, Financial Management (Code: CC3111 / BHMH2113), Principles of Insurance (Code: CC3137 / BHMH2145), Principles of Investment (Code: CC3138 / BHMH2132); Principles of Financial Planning (Code: CC3152 / BHMH2144) and Retirement and Estate Planning (Code: CC3173).

⁴Required to pass all five relevant subjects, namely, Personal Financial Planning (Code: CCN1021 / BHMH1021), Financial Management (Code: CCN2113 / BHMH2113), Principles of Investments (Code: CCN2132 / BHMH2132); Principles of Insurance (Code: CCN2145 / BHMH2145) and Retirement and Estate Planning (Code: CCN2161).